Publications
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Find and participate in FCA consultations – this section lists our currently open consultations.
Showing 591 to 600 of 707 search results.
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PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text
This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised -
PS14/5: Response to CP12/38 – Mutuality and with-profits funds: a way forward [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 12/38 (Mutuality and with-profits funds: a way forward) and publish the final rules. -
PS14/5: Response to CP12/38 – Mutuality and with-profits funds: a way forward
We summarise and give response feedback to CP12/38 – Mutuality and with-profits funds: a way forward. -
PS14/4 - The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media - Feedback to CP13/13 and final rules [pdf]
In this policy statement (PS) we summarise and give response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that will come into force on 1 April 2014. -
PS14/4: The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media
This policy statement summarises and gives response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that came into force on 1 April 2014. -
PS14/3 - Detailed rules for the FCA regime for consumer credit [pdf]
This policy statement is about our detailed rules for consumer credit firms. We take over the regulation of around 50,000 consumer credit firms from the Office of Fair Trading (OFT) on 1 April 2014. -
PS14/3: Final rules for consumer credit firms
PS14/3: Final rules for consumer credit firms. Policy statements First published:. 28/02/2014. Last updated: 10/04/2014. We have published our policy statement about our detailed rules for consumer credit firms. We take over the regulation of around -
PS14/1 - Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting [pdf]
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PS14/2 - Incoming Statutory Regime for Primary Information Providers – including feedback on CP13/8 and final rules [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 13/8 (Arrangements for the Disclosure of Regulated Information. Feedback on CP12/3, CP13/5 and CP13/6 and supplementary consultation) and publish the final rules. -
PS14/1: Distribution of retail investments: referrals to discretionary investment managers and adviser complaints reporting
Final rules on the first two of the proposals we consulted on in CP13/4 in July 2013.