Publications

Showing 621 to 630 of 707 search results.

621. PS13/3 Restrictions on the retail distribution of unregulated collective investment schemes and close substitutes

     Policy statements

     Published: 04/06/2013

     Last modified: 30/08/2015

     We are setting out our rules on unregulated collective investment schemes and close substitutes in relation to ordinary retail investors in the UK.

622. PS13/4 Financial Conglomerates Directive – Technical Review Amendments

     Policy statements

     Published: 04/06/2013

     Last modified: 05/06/2013

     We are publishing new rules for financial conglomerates.

623. PS13/2 Tracing employers’ liability insurers – historical policies

     Policy statements

     Published: 04/06/2013

     Last modified: 30/08/2015

     We are confirming new rules on employers’ liability insurance.

624. PS13/1 - Addendum [pdf]

     Policy statements

     Published: 20/05/2013

     Last modified: 12/09/2014

     Policy PS13/1 - Addendum

625. PS13/1 - Payments to platform service providers and cash rebates from providers to consumers [pdf]

     Policy statements

     Published: 26/04/2013

     Last modified: 12/09/2014

     Policy PS13/1 - Payments to platform service providers and cash rebates from providers to consumers - We are setting out our rules for platform services and responding to the feedback to our consultation.

626. PS13/1 Payments to platform service providers and cash rebates from providers to consumers

     Policy statements

     Published: 26/04/2013

     Last modified: 30/08/2015

     We are setting out our rules for platform services and responding to the feedback to our consultation.

627. FSA - PS13/5 The new FCA Handbook [pdf]

     Policy statements

     Published: 25/03/2013

     Last modified: 30/05/2013

     Policy FSA - PS13/5 - Since September 2012, the FSA has consulted on changes to existing regulatory rules and guidance on behalf of the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). These changes were driven by the

628. FSA - PS13/7 Complaints against the regulators [pdf]

     Policy statements

     Published: 25/03/2013

     Last modified: 30/05/2013

     Policy FSA - PS13/7 - This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.

629. FSA - PS13/3 Making temporary product intervention rules [pdf]

     Policy statements

     Published: 25/03/2013

     Last modified: 12/09/2014

     Policy FSA - PS13/3 - In this paper, we outline the process that the FCA will use to make temporary product intervention rules (TPIRs).

630. FSA - PS13/4 FSCS Funding model review – feedback on CP13/1 [pdf]

     Policy statements

     Published: 25/03/2013

     Last modified: 30/05/2013

     Policy FSA - PS13/4 - This policy statement (PS) summarises the feedback to the consultation question in CP13/1:‘FSCS Funding Model Review – feedback on CP12/16 and further consultation’ and our response to the key themes that emerged.