Publications

Showing 661 to 670 of 707 search results.

661. FSA - PS12/6 [pdf]

     Policy statements

     Published: 26/03/2012

     Last modified: 30/05/2013

     Policy FSA - PS12/6 - This Policy Statement reports on the main issues in relation to the CASS Resolution Pack arising from Consultation Paper 11/16 (Recovery and Resolution Plans) and publishes final rules.

662. FSA - PS12/5 [pdf]

     Policy statements

     Published: 22/03/2012

     Last modified: 30/05/2013

     Policy FSA - PS12/5 - This Policy Statement reports on the main issues arising from Consultation Paper 11/25 (Distribution of Retail Investments: RDR Adviser Charging and Solvency II disclosures) and publishes final rules.

663. FSA - PS12/4 [pdf]

     Policy statements

     Published: 07/03/2012

     Last modified: 30/05/2013

     Policy FSA - PS12/4 - Protecting with-profits policyholders. Feedback on CP11/5 and final rules

664. FSA - PS12/3 [pdf]

     Policy statements

     Published: 27/02/2012

     Last modified: 12/09/2014

     Policy FSA - PS12/3 - This Policy Statement reports on the main issues arising from Consultation Paper 11/26 (Distribution of retail investments: RDR Adviser Charging – treatment of legacy assets) and publishes final guidance.

665. FSA - PS12/2 [pdf]

     Policy statements

     Published: 20/01/2012

     Last modified: 30/05/2013

     Policy FSA - PS12/2 - This Policy Statement reports on the main issues in relation to custody liens arising from Consultation Paper 11/15: Client assets sourcebook: (1) Custody liens, (2) Title transfer collateral arrangements (July 2011) and

666. FSA - PS12/1 [pdf]

     Policy statements

     Published: 13/01/2012

     Last modified: 30/05/2013

     Policy FSA - PS12/1 - This Policy Statement reports on the main issues arising from Consultation Paper 11/14 (Auctioning of greenhouse gas emission allowances) and publishes final rules.

667. FSA - PS11/17 [pdf]

     Policy statements

     Published: 09/12/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/17 - This Policy Statement reports on the main issues arising from Consultation Paper 11/13 (Authorised professional firms and legal services reform) and publishes final rules.

668. FSA - PS11/18 [pdf]

     Policy statements

     Published: 09/12/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/18 - This Policy Statement reports on the main issues arising from Consultation Paper 11/17 (FSA Regulation of credit unions in Northern Ireland) and publishes near-final rules.

669. FSA - PS11/16 [pdf]

     Policy statements

     Published: 09/12/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/16 - This Policy Statement reports on the main issues arising from the Consultation Paper on proposals for the Review of the UK’s regulatory framework for covered bonds and publishes final Sourcebook Instrument.

670. FSA - PS11/15 [pdf]

     Policy statements

     Published: 07/12/2011

     Last modified: 12/09/2014

     Policy FSA - PS11/15 - Financial crime: a guide for firms