Publications

Showing 671 to 680 of 707 search results.

671. FSA - PS11/14 [pdf]

     Policy statements

     Published: 08/11/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/14 - This Policy Statement reports on the main issues arising from Consultation Paper 11/3 (Product Disclosure: Retail investments – changes to reflect RDR Adviser Charging and to improve pension scheme disclosure) and publishes

672. FSA - PS11/12 [pdf]

     Policy statements

     Published: 03/11/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/12 - This Policy Statement reports on the main issues arising from Consultation Paper 11/9 (Strengthening Capital Standards 3 – further consultation on CRD3) and publishes final rules.

673. FSA - PS11/13 [pdf]

     Policy statements

     Published: 24/10/2011

     Last modified: 12/09/2014

     Policy FSA - PS11/13 - Data Collection: Retail Mediation Activities Return and complaints data. Feedback to CP11/8 and final rules

674. FSA - PS11/11 [pdf]

     Policy statements

     Published: 21/09/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/11 - This Policy Statement reports on the main issues arising from Consultation Paper 11/6 (Use of non-EEA rules in calculating group capital requirements) and publishes final rules.

675. FSA - PS11/10 [pdf]

     Policy statements

     Published: 02/09/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/10 - This Policy Statement reports on the main issues arising from the joint HM Treasury/FSA paper (Transposition of UCITS IV: consultation document) of December 2010 and publishes final rules.

676. FSA - PS11/9 [pdf]

     Policy statements

     Published: 01/08/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/9 - This Policy Statement reports on the main issues arising from Consultation Paper 10/29 (Delivering the RDR and other issues for platforms and nominee-related services) and publishes final rules.

677. FSA - PS11/6 [pdf]

     Policy statements

     Published: 27/05/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/6 - This Policy Statement reports on the main issues arising from our proposals on implementing CMAR on GABRIEL for CASS medium and large firms in Consultation Paper 11/4 (The Client Money and Asset Return (CMAR).

678. FSA - PS11/8 [pdf]

     Policy statements

     Published: 25/05/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/8 - Pension reform – Conduct of business changes

679. FSA - PS11/7 [pdf]

     Policy statements

     Published: 01/05/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/7 - This PS is relevant to all authorised firms and other bodies that pay fees to us and levies to the Financial Services Compensation Scheme

680. FSA - PS11/5 [pdf]

     Policy statements

     Published: 25/03/2011

     Last modified: 30/05/2013

     Policy FSA - PS11/5 - This Policy Statement reports on the main issues arising from Consultation Paper 10/20 Improving the auditor’s report on client assets and publishes final rules.