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Find and participate in FCA consultations – this section lists our currently open consultations.

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  1. FSA - PS11/4 [pdf]

    Policy statements

    Published: 25/02/2011

    Last modified: 30/05/2013

    Policy FSA - PS11/4 - This Policy Statement reports on the main issues arising from Consultation Paper 10/13: Tracing employers' liability insurers and publishes final rules.

  2. FSA - PS11/3 [pdf]

    Policy statements

    Published: 25/02/2011

    Last modified: 30/05/2013

    Policy FSA - PS11/3 - This Policy Statement reports on the main issues arising from Consultation Paper 10/23: Decision Procedure and Penalties manual and Enforcement Guide review 2010.

  3. FSA - PS11/2 [pdf]

    Policy statements

    Published: 01/02/2011

    Last modified: 30/05/2013

    Policy FSA - PS11/2 - Implementation of the second Electronic Money Directive: supplement to HM Treasury’s consultation Feedback on CP10/25 and part of CP10/24, and final rules

  4. FSA - PS11/1 [pdf]

    Policy statements

    Published: 19/01/2011

    Last modified: 12/09/2014

    Policy FSA - PS11/1 - Distribution of retail investments: Delivering the RDR – professionalism. Feedback to CP10/14 and CP10/22 and final rules

  5. FSA - PS10/18 [pdf]

    Policy statements

    Published: 17/12/2010

    Last modified: 12/09/2014

    Policy FSA - PS10/18 - Competence and ethics. Feedback to CP10/12 and final rules

  6. FSA - PS10/21 [pdf]

    Policy statements

    Published: 17/12/2010

    Last modified: 30/05/2013

    Policy FSA - PS10/21 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/27 Implementing CRD3 requirements on the disclosure of remuneration and publishes final rules.

  7. FSA - PS10/19 [pdf]

    Policy statements

    Published: 15/12/2010

    Last modified: 30/05/2013

    Policy FSA - PS10/19 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/17 (chapters 11-13) and CP10/22 (chapter 3).

  8. FSA - PS10/20 [pdf]

    Policy statements

    Published: 14/12/2010

    Last modified: 30/05/2013

    Policy FSA - PS10/20 - This Policy Statement reports on the main issues arising from Consultation Paper CP10/19 Revising the Remuneration Code and publishes final rules.

  9. FSA - PS10/17 [pdf]

    Policy statements

    Published: 08/11/2010

    Last modified: 30/05/2013

    Policy FSA - PS10/17 - This Policy Statement reports on the main issues arising from Consultation Paper 10/7: Taping: Removing the mobile phone exemption and publishes final rules.

  10. FSA - PS10/16 [pdf]

    Policy statements

    Published: 19/10/2010

    Last modified: 30/05/2013

    Policy FSA - PS10/16 - This Policy Statement reports on the main issues arising from Consultation Paper 10/9 Enhancing the Client Assets Sourcebook and publishes final rules.
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