Publications

Showing 31 to 40 of 184 search results.

31. The deterrence effects of the Financial Conduct Authority's authorisations activities [pdf]

    External research

    Published: 19/10/2023

    External research report commissioned by the economics department which estimates the degree to which authorisations deters harmful firms from entering the markets that we regulate.

32. Interest-only mortgages research [pdf]

    External research

    Published: 15/08/2023

    This report presents the findings of research commissioned by the FCA to explore the interest-only mortgage market.

33. FCA and Practitioner Panel Survey 2022-2023 Report [pdf]

    External research

    Published: 20/07/2023

    Together with the statutory Practitioner Panel, we carry out a regular survey of regulated firms, giving them an opportunity to give direct and anonymous feedback which feeds into our planning and strategy.

34. Consumer Duty firm survey results Spring 2023 [pdf]

    External research

    Published: 28/06/2023

    Ipsos UK undertook this research for the FCA. The FCA wanted to understand what progress firms have made in preparing for the Consumer Duty and what support they need to complete their preparations.

35. Legal Opinion by Michael Furness QC [pdf]

    External research

    Published: 02/08/2022

    Legal Opinion by Michael Furness QC.

36. Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Manual [pdf]

    External research

    Published: 02/08/2022

    Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report

37. Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report [pdf]

    External research

    Published: 02/08/2022

    Periodic Review of Defined Benefit Pension Transfer Redress Guidance: Technical Report

38. Borrowers in Financial Difficulty [pdf]

    External research

    Published: 06/07/2022

    This report presents the insights from our research into borrowers in financial difficulty.

39. Pension transfer advice to British Steel Pension Scheme members by FCA authorised firms [pdf]

    External research

    Published: 31/03/2022

    We instructed Grant Thornton to prepare a report which analyses the information available to pension transfer specialists (PTS) or advisers and BSPS members, and set out the steps PTS should have taken when advising BSPS members.

40. Cash acceptance within SMEs - Savanta research [pdf]

    External research

    Published: 09/11/2021

    The FCA commissioned Savanta to conduct both qualitative and quantitative research to understand the key factors that determine whether small and medium sized business owners (SMEs) choose to accept cash and how important the cost of cash acceptance