Publications
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Showing 1 to 10 of 124 search results.
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Review of how well pre-sale investment disclosure documents work for consumers
The FCA reviewed current pre-sale investment documents issued by firms to consumers to see if they communicate effectively before new rules come into force in 2027. -
Unit-linked pensions and savings: Multi-firm review of Consumer Duty price and value practices
FCA findings on insurance firms’ price and value practices for unit-linked non-workplace pensions and savings, including good practice and our expectations. -
Insurance financial crime controls – multi-firm review
We set out our findings and what insurance firms can do to improve their financial crime systems and controls. -
Credit rating agencies multi-firm review: Insights into surveillance, methodologies and internal controls
This multi-firm review is a continuation of the work we published under the first mult-firm review in November 2025. -
Market soundings in UK equity capital markets – wholesale banks
The FCA analysed the impact of market soundings on market quality in equity capital market (ECM) transactions in UK listed shares. These are the findings. -
Multi-firm review of customer outcomes delivered by smaller mutual life insurers
This multi-firm review looks at how smaller mutual life insurers meet Consumer Duty requirements and deliver good customer outcomes. -
Best execution in UK listed cash equities – wholesale banks
Read the FCA's findings on how wholesale banks deliver best execution in UK listed cash equities. -
Credit Rating Agencies multi-firm review: Insights into rating committee governance and practice
This multi-firm review focuses on the effectiveness and governance of rating committees (or committees) at UK registered credit rating agencies. -
Multi-firm review of contracts for difference providers’ provision of price and value
We reviewed a sample of contracts for difference (CFD) providers to understand how they comply with their obligations under the Consumer Duty 'Price and Value’ outcome. -
Multi-firm review of consolidation in the financial advice and wealth management sector
Find out about our observations, good practice and identified areas of increased risk.