Publications
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Showing 101 to 110 of 124 search results.
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Complaints handling review findings
The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints. -
Pawnbroking sector review
This report outlines the findings of our review into pawnbroking. -
Strategic Review of Retail Banking Business Models: Progress Report [pdf]
This Progress Report provides an update on our Strategic Review of Retail Banking Business Models. -
Automated investment services - our expectations
The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back -
Hard to value assets review: summary of findings
The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits. -
Non-advised drawdown pension sales review: summary of findings [pdf]
The FCA assessed whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits and when reviewing whether their drawdown pension continues to meet their needs. -
Non-advised drawdown pension sales review: summary of findings
The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits. -
Retail banking: product governance review
The latest stage of our supervision work looked at product governance in small and medium-sized retail banks. -
Algorithmic Trading Compliance in Wholesale Markets [pdf]
We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. -
Algorithmic Trading Compliance in Wholesale Markets
We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.