Publications
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Showing 111 to 120 of 124 search results.
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The compliance function in wholesale banks
We recently reviewed the compliance function in wholesale banks. -
Strategic Review of Retail Banking Business Models: Purpose and Scope [pdf]
This paper provides further detail on the project’s purpose and scope. -
Firms falling short of renewal expectations
Our summary of how general insurance firms have implemented our transparency in insurance renewals which came into effect in April 2017. -
Review of property funds and liquidity risks
Findings from our suspended property fund review. -
Review of firms’ handling of complaints about packaged bank accounts
Findings from our review of how firms handle complaints about packaged bank accounts. -
CFD firms fail to meet our expectations on appropriateness assessments
Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms. -
Pension lifestyle investment strategies – our findings
Findings from our review of life insurance companies’ pension lifestyle investment strategies. -
Assessing Suitability Review - Results [pdf]
This report sets out the findings from our review into the market for pensions and investment advice. -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Investment managers still failing to ensure effective oversight of best execution
We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.