Publications
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Showing 121 to 130 of 146 search results.
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TR14/2 – Thematic Review of Annuities [pdf]
Findings from FCA review into whether consumers would be better off buying annuities on the open market. -
TR14/2 – Thematic Review of Annuities
Read findings from the FCA thematic review of annuities. -
TR14/1 – Transition Management Review [pdf]
We have published the findings from our review of firms providing transition management services in the UK. -
TR14/1 – Transition Management Review
Read findings from the FCA review of firms providing transition management services in the UK. -
Price comparison websites
Price comparison websites have changed the way consumers shop for insurance. We want to be sure that consumers aren’t being misled into believing they are buying the best product when they may not be. -
TR13/10 - Outsourcing in the Asset Management Industry [pdf]
We have published the findings from our review that assessed whether asset managers are effectively -
TR13/10 - Outsourcing in the asset management industry
We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing. -
TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms [pdf]
Preventing financial crime is a vital element to achieving our objective of protecting and enhancing the -
TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms
Preventing financial crime is a vital element to achieving our objective of protecting and enhancing the integrity of the UK financial system. -
TR13/8 - The governance of unit-linked funds [pdf]
This thematic review was pre-emptive and focused on ensuring that firms have arrangements in place to ensure that