Publications

Showing 31 to 40 of 146 search results.

31. TR16/9: Review of general insurance intermediaries’ professional indemnity insurance

    Thematic reviews

    Published: 05/12/2016

    Last modified: 29/08/2025

    The review evaluates individual policies purchased by a sample of firms to assess whether they complied with our Handbook requirements.

32. TR16/8: Packaged bank accounts [pdf]

    Thematic reviews

    Published: 20/10/2016

    This report provides the findings from our thematic review into packaged bank accounts (PBAs).

33. TR16/8: Packaged bank accounts

    Thematic reviews

    Published: 20/10/2016

    Last modified: 29/08/2025

    Findings from our thematic review into packaged bank accounts.

34. TR16/7: Review of annuity sales practices [pdf]

    Thematic reviews

    Published: 14/10/2016

    This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities.

35. TR16/7: Review of annuity sales practices

    Thematic reviews

    Published: 14/10/2016

    Last modified: 25/09/2025

    This review assessed how firms provided information to customers, on a non-advised basis, about shopping around for enhanced annuities.

36. Financially vulnerable customers’ thematic review: key findings

    Thematic reviews

    Published: 06/09/2016

    Last modified: 19/01/2021

    This review follows our report Mortgage lenders’ arrears management and forbearance (TR14/3, February 2014).

37. TR16/6: Principals and their appointed representatives in the general insurance sector [pdf]

    Thematic reviews

    Published: 22/07/2016

    Last modified: 22/07/2016

    Principals and their appointed representatives in the general insurance sector.

38. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets [pdf]

    Thematic reviews

    Published: 21/07/2016

    Last modified: 21/07/2016

    UK equity market dark pools – Role, promotion and oversight in wholesale markets.

39. TR16/5: UK equity market dark pools – Role, promotion and oversight in wholesale markets

    Thematic reviews

    Published: 21/07/2016

    Last modified: 29/08/2025

    FCA surveyed the UK equity marketplace, focusing on dark pools and broker crossing networks, by examining promotional activity and the identification and management of conflicts of interest.

40. TR16/6: Principals and their appointed representatives in the general insurance sector

    Thematic reviews

    Published: 21/07/2016

    Last modified: 29/08/2025

    The review focused on principal firms’ understanding of their responsibilities for their appointed representatives and oversight of their activities.