Publications

Showing 41 to 50 of 146 search results.

41. Financial Advice Market Review (FAMR) Working Group – Terms of Reference [pdf]

    Thematic reviews

    Published: 20/06/2016

    Last modified: 04/08/2016

    Terms of Reference.

42. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review [pdf]

    Thematic reviews

    Published: 16/05/2016

    Last modified: 16/05/2016

    Embedding the Mortgage Market Review: Responsible Lending Review.

43. TR16/4: Embedding the Mortgage Market Review: Responsible Lending Review

    Thematic reviews

    Published: 16/05/2016

    Last modified: 29/08/2025

    Key findings of our thematic review of how firms are applying the responsible lending rules introduced following the Mortgage Market Review (MMR).

44. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews

    Published: 18/04/2016

    Last modified: 29/08/2025

    Thematic review about benefits provided and received by firms conducting MiFID business, and those carrying out regulated activities in relation to a retail investment product.

45. TR16/3: Meeting investors' expectations [pdf]

    Thematic reviews

    Published: 07/04/2016

    Last modified: 07/04/2016

    Meeting investors' expectations.

46. TR16/3: Meeting investors’ expectations

    Thematic reviews

    Published: 06/04/2016

    Last modified: 29/08/2025

    Thematic review that considered how firms ensure they manage funds and segregated mandates as they say they will.

47. TR16/2: Fair treatment of long-standing customers in the life insurance sector [pdf]

    Thematic reviews

    Published: 03/03/2016

    Last modified: 03/03/2016

    Fair treatment of long-standing customers in the life insurance sector.

48. TR16/2: Fair treatment of long-standing customers in the life insurance sector

    Thematic reviews

    Published: 03/03/2016

    Last modified: 29/08/2025

    Thematic review which assessed how firms are operating their closed-books and whether they are treating their long-standing customers fairly.

49. TR16/1: Assessing suitability: Research and due diligence of products and services [pdf]

    Thematic reviews

    Published: 19/02/2016

    Last modified: 19/02/2016

    Assessing suitability: Research and due diligence of products and services.

50. TR16/1: Assessing suitability: Research and due diligence of products and services

    Thematic reviews

    Published: 19/02/2016

    Last modified: 29/08/2025

    Thematic review of the research and due diligence processes carried out by advisory firms on the products and services they recommend to retail clients.