Publications

Showing 10071 to 10080 of 18845 search results.

10071. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

       Feedback statements

       Published: 28/02/2019

       Last modified: 28/02/2019

       In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

10072. PS20/2: Publishing and disclosing costs and charges to workplace pension scheme members and amendments to COBS 19.8

       Policy statements

       Published: 28/02/2019

       Last modified: 04/02/2020

       Following our consultation in CP19/10, we are publishing our final rules and guidance on requiring pension scheme governance bodies to report costs and charges information to members of workplace pension schemes and some amendments to our COBS 19.8

10073. Final Notice 2019: Jake Aughton [pdf]

       Final notices

       Published: 27/02/2019

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10074. Hospitality and Gifts Log - October to December 2018 [pdf]

       FOI releases

       Published: 27/02/2019

10075. Final Notice 2019: Gary Peacock [pdf]

       Final notices

       Published: 27/02/2019

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10076. Final Notice 2019: Darren Clegg [pdf]

       Final notices

       Published: 27/02/2019

       Last modified: 27/02/2019

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10077. Final Notice 2019: Top Car Leasing Limited [pdf]

       Final notices

       Published: 27/02/2019

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10078. Final Notice 2019: London Health And Wellness Ltd [pdf]

       Final notices

       Published: 27/02/2019

       This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

10079. Letter to CMA regarding CMA Market Investigation: Investment Consultancy and Fiduciary Management Services [pdf]

       Correspondence

       Published: 26/02/2019

       On 21 February 2019, Christopher Woolard wrote to John Wotton from the Competition and Markets Authority to explain how we will respond to the recommendations in the CMA's report on investment consultancy and fiduciary management services. This

10080. Credit rating agency registration form notes [docx]

       Forms

       Published: 25/02/2019