Publications
Search results
Showing 10081 to 10090 of 18845 search results.
-
Credit rating agencies - registration conversion direction [pdf]
Direction – Notification under Regulation 36 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for registration conversion by a credit rating agency. -
Credit rating agencies - certification conversion direction [pdf]
Direction – Notification under Regulation 42 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for certification of a credit rating agency -
Credit rating agencies - registration direction advance application [pdf]
Direction - Advance application under Regulation 24 of The Credit Rating Agencies (Amendment, etc.) (EU Exit) Regulations 2019, for registration as a credit rating agency -
Credit rating agencies - registration form advance application [docx]
-
Credit rating agencies - registration form on-going applications [docx]
-
Final Notice 2019: Dean Woods [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Adam Struzynski [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Leigh Waterfield [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Primary Market Bulletin Issue 21 [pdf]
In this edition, we advise market makers and issuers of new regulatory obligations that they will need to -
Final Notice 2019: Ben John Kelly [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.