Publications

Showing 11351 to 11360 of 18851 search results.

11351. CP17/42: The Duty of Responsibility for insurers and FCA solo-regulated firms [pdf]

       Consultation papers

       Published: 13/12/2017

       We are consulting on how we will extend the Duty of Responsibility to insurers and FCA solo-regulated firms.

11352. Start of Activity notification form (for PSD and E-money) [doc]

       Forms

       Published: 13/12/2017

11353. Dear CEO letter - Payment for Order Flow [pdf]

       Dear CEO letters

       Published: 13/12/2017

       FCA’s views on PFOF in the context of the evolving landscape under MiFID II.

11354. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

       Policy statements

       Published: 13/12/2017

       Last modified: 04/07/2018

       PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms. Open consultation: CP17/42 Read more about Open consultation: CP17/42. 13/12/2017. Consultation closed. 21/02/2018. Policy Statement. 04/07/2018. 04/07/2018. Policy

11355. FCA Statement – authorising and supervising insurance special purpose vehicles [pdf]

       Policy statements

       Published: 13/12/2017

       In this Statement the Financial Conduct Authority (FCA) sets out its approach and expectations when authorising and supervising insurance special purpose vehicles (ISPVs) in line with the FCA’s objectives and Threshold Conditions. This statement

11356. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

       Consultation papers

       Published: 13/12/2017

       Last modified: 22/02/2018

       CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/41 Read more about Open consultation: CP17/41. 13/12/2017. Consultation closes. 21/02/2018. Policy

11357. CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime

       Consultation papers

       Published: 13/12/2017

       Last modified: 22/02/2018

       CP17/40: Individual accountability: Transitioning FCA firms and individuals to the Senior Managers & Certification Regime. Open consultation: CP17/40 Read more about Open consultation: CP17/40. 13/12/2017. Consultation closes. 21/02/2018. Policy

11358. Market Watch 55 [pdf]

       Newsletters

       Published: 12/12/2017

       The FCA’s Market Watch newsletter periodically considers current market conduct and transaction reporting issues.

11359. PS17/26: Information about current account services [pdf]

       Policy statements

       Published: 12/12/2017

11360. Letter from Chris Sier to Andrew Bailey [pdf]

       Correspondence

       Published: 12/12/2017

       Text of a letter from Chris Sier, Chair of the Institutional Disclosure Working Group, to Andrew Bailey following press coverage in The Times on Monday December 11 2017