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Guidance Consultation - UKLA Technical Note 340.2 - Profit forecasts and estimates [pdf]
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UKLA Technical Note 701.3 - Identifying and managing conflicts [pdf]
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UKLA Technical Note 543.3 - Shareholder obligations [pdf]
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UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [pdf]
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GC17/8: Primary Market Bulletin No. 18
We are consulting on the following changes that we are proposing to make to the Knowledge Base. -
FG17/7: Primary Market Bulletin No. 18
The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 18. -
Final Notice 2017: Claudia Vida [pdf]
This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: 21st Telecoms Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Octopus Finance & Leasing Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Clean Car Motor Company [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.