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Showing 11741 to 11750 of 18850 search results.

  1. Final Notice 2017: Goldenway Global Investments (UK) Limited and Gregory Rupert Nathan [pdf]

    Final notices

    Published: 23/08/2017

    This final notice relates to an application for the individual to perform controlled functions at the firm. For the reasons contained in the notice we refused the application in part, namely for Controlled Functions CF10 and CF11.
  2. FCA Graduate Brochure 2017 [pdf]

    Documents

    Published: 22/08/2017

  3. Final Notice 2017: Hull Northern Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  4. Final Notice 2017: Peterlee Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  5. Final Notice 2017: Edmonton Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  6. Final Notice 2017: Hackney Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to a cancellation of permission pursuant to exercising powers under section 55J of FSMA in the credit union sector.
  7. Final Notice 2017: Landsker Community Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  8. Final Notice 2017: Eastbourne Community Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  9. Final Notice 2017: Skelmersdale Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
  10. Final Notice 2017: South Kintyre Credit Union Limited [pdf]

    Final notices

    Published: 22/08/2017

    This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation.
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