Publications
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Showing 11781 to 11790 of 18850 search results.
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Impact assessment:Thematic Review: Delegated authority: Outsourcing in the general insurance market (TR15/7) [pdf]
This impact assessment relates to TR15/7. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Fair treatment for consumers who suffer unauthorised transactions (TR16/3) [pdf]
This impact assessment relates to TR16/3. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Open-ended investment companies and transfer restrictions (UKLA/TN/425.1) [pdf]
This impact assessment relates to UKLA/TN/425.1. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Financial information on guarantors in debt prospectuses and requests for omission (UKLA/TN/634.1) [pdf]
This impact assessment relates to UKLA/TN/634.1. It has been verified by the Regulatory Policy Committee. -
Impact assessment: Sponsors: Application of principle to deal with the FCA in an open and co-operative manner (UKLA/TN/713.1) [pdf]
This impact assessment relates to UKLA/TN/713.1. It has been verified by the Regulatory Policy Committee. -
Regulation round-up August 2017 [pdf]
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CP17/31: Market Infrastructure Providers - 2017/18 fee rates [pdf]
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CP17/31: Market infrastructure providers - 2017/18 fee rates
We are consulting on the setting of our 2017/18 periodic fee rates for market infrastructure providers. -
History of PPI regulation [pdf]
This timeline shows some of the work we have done on PPI – including research and supervision, consultations with stakeholders, and taking action like fines – before introducing a deadline for PPI complaints. -
Warning notice statement 17/5 – Firm [pdf]
The Financial Conduct Authority (the FCA) gave Interactive Brokers (UK) Ltd (IBUK) a warning notice on 25 July 2017 proposing to take action in respect of the conduct summarised in this statement.