Publications
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Final Notice 2017: Samsara Nepal Financial Services Limited [pdf]
This final notice refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. To protect the interests of consumers, we -
Final Notice 2017: Insulating Windows [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Occasional Paper 30 [pdf]
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Annual Public Meeting 2017: Outstanding questions [pdf]
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Occasional Paper No. 30: Best buys and own brands: investment platforms’ recommendations of funds
In this paper, we examine the drivers, impact, and performance of investment platforms’ best buy lists. -
Response to the Complaints Commissioner’s Report FCA00224 [pdf]
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New comments functionality on ESS [pdf]
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MDP transaction reporting schema [zip]
MDP transaction reporting schema. -
Andrew Bailey's allowances and expenses: April 2017 - March 2018 [pdf]
Summary of allowances and expenses claimed by Andrew Bailey, Chief Executive Officer, including hospitality given outside of the FCA. -
Christopher Woolard's allowances and expenses: April 2017 - March 2018 [pdf]
Summary of allowances and expenses claimed by Christopher Woolard, executive FCA Board member and Director of Strategy and Competition, including hospitality given outside of the FCA.