Publications
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Response to the Complaints Commissioner’s report FCA00161 [pdf]
We have considered the final report of the Complaints Commissioner on complaint FCA00161. -
Extending the Senior Managers and Certification Regime: Cost-Benefit Analysis [pdf]
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PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules
We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms. -
PS17/18: CASS 7A and the special administration regime review [pdf]
This Policy Statement summarises the feedback we received to our consultation on aspects of the client assets regime, in particular regarding the client money distribution rules and their interaction with the special administration regime. -
CP17/24: Information about current account services [pdf]
We are consulting on proposals to require current account providers to publish information on service and performance. -
Impact assessment: TR16/8: Packaged Bank Accounts [pdf]
This impact assessment relates to the disapplication of CASS audit requirements to certain debt management firms. It has been verified by the Regulatory Policy Committee. -
Understanding customer views on current account service indicators [pdf]
The FCA commissioned Revealing Reality, an independent research company, to conduct this research and write this report. -
Impact assessment: PS17/1: Implementation of the Enforcement Review and HBOS Report [pdf]
This impact assessment relates to PS17/1: Implementation of the Enforcement Review and HBOS Report. It has been verified by the Regulatory Policy Committee. -
Impact assessment: TR15/6 - Handling of claims for Small and Medium-sized Enterprises (SMEs) [pdf]
This impact assessment relates to TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). It has been verified by the Regulatory Policy Committee.