Publications

Showing 11871 to 11880 of 18850 search results.

11871. Final Notice 2017: Grays Motor Cycle Centre Limited [pdf]

       Final notices

       Published: 19/07/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11872. Impact assessment: Best execution arrangements in investment managers - multi-firm feedback [pdf]

       Impact assessments

       Published: 19/07/2017

       This impact assessment relates to best execution arrangements in investment managers - multi-firm feedback. It has been verified by the Regulatory Policy Committee.

11873. Impact assessment: Use of dealing commission - multi-firm feedback [pdf]

       Impact assessments

       Published: 19/07/2017

       This impact assessment relates to the Use of dealing commission – multi-firm feedback. It has been verified by the Regulatory Policy Committee.

11874. The Financial Conduct Authority’s response to the Annual Report 2016–17 of the Office of the Complaints Commissioner [pdf]

       Corporate documents

       Published: 19/07/2017

11875. Skipton Building Society: List of Regulated Covered Bonds [pdf]

       Regulated covered bonds

       Published: 18/07/2017

       Last modified: 05/03/2024

       Skipton Building Society: List of Regulated Covered Bonds

11876. Skipton Building Society: Senior Management Attestation [pdf]

       Regulated covered bonds

       Published: 18/07/2017

       Last modified: 05/03/2024

       Senior Management Attestation

11877. Skipton Building Society: Programme Designation Attestation [pdf]

       Regulated covered bonds

       Published: 18/07/2017

11878. TR17/1: Customer understanding: Retail banks and building societies [pdf]

       Thematic reviews

       Published: 17/07/2017

       Customer understanding: Retail banks and building societies.

11879. MS17/1.1: Investment Platforms Market Study Terms of Reference [pdf]

       Market studies

       Published: 17/07/2017

11880. MiFID II passporting application form: service passport [pdf]

       Forms

       Published: 17/07/2017

       MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport