Publications
Search results
Showing 11901 to 11910 of 18850 search results.
-
Converting to a company notes [doc]
Mutuals application form (notes) -
Stabilisation template [xls]
Issuers or firms submitting on behalf of an issuer may use this stabilisation template when notifying us. -
Re-issued First Supervisory Notice: Stargate Capital Management Limited and Stargate Corporate Finance Ltd [pdf]
Stargate Capital Management Limited and Stargate Corporate Finance Ltd -
Final Notice 2017: Jamie Harwood T/A MJ HARWOOD [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Buy-back programme template [xlsx]
Issuers or firms submitting on behalf of an issuer may use this buy-back programme template when notifying us. -
Final Notice 2017: Tamed Earth Bikes Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Helping Young People Excel Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Review of firms’ handling of complaints about packaged bank accounts
Findings from our review of how firms handle complaints about packaged bank accounts. -
FG17/6: Summary of feedback received [pdf]
A summary of feedback we received to GC17/2: Treatment of politically exposed persons (PEPs) under the money laundering, terrorist financing and transfer of funds (information on the payer) regulations 2017 -
FG17/6: The treatment of politically exposed persons for anti-money laundering purposes [pdf]
We are publishing finalised guidance for how financial services firms should treat customers who are politically exposed persons when meeting their anti-money laundering obligations.