Publications
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Analysing the impact of EMIR variation margin requirements
This page summarises our research into derivatives trading data to assess the impact on firms. -
Qualitative research to inform the Financial Advice Market Review (FAMR) baseline [pdf]
This piece of consumer research supports our FAMR baseline report. -
Financial Advice Market Review (FAMR) baseline report
Find out more about our research into the development of a market that delivers affordable and accessible financial advice and guidance. -
National Westminster Bank plc: List of Regulated Covered Bonds [pdf]
Register Update -
National Westminster Bank plc: Senior Management Attestation [pdf]
SM attestation -
Impact assessment: UKLA Technical Note: UKLA/TN/907.2 Block listings [pdf]
This impact assessment relates to TN/907.2 Block listings. It has been verified by the Regulatory Policy Committee. -
CFD firms fail to meet our expectations on appropriateness assessments
Findings from our review of appropriateness assessments for sales of contracts for difference (CFD) products, through a sample of 23 firms. -
Impact assessment: Proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules [pdf]
This impact assessment relates to proposed changes to our pension transfer rules (PS15/12) and feedback on CP15/7 and rules. It has been verified by the Regulatory Policy Committee. -
CP17/18: Consultation on implementing asset management market study remedies and changes to Handbook [pdf]
Following our study of the asset management market, we are consulting on changes to the way we regulate authorised fund managers. Our consultation also discusses applying equivalent provisions to similar retail investment products. -
MS15/2.3: Asset Management Market Study: Final Report [pdf]
We have published the final findings of our asset management market study.