Publications

Showing 11991 to 12000 of 18850 search results.

11991. Impact assessment: Reform of the legacy Credit Unions Sourcebook (PS16/1) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the Reform of the legacy Credit Unions Sourcebook (PS16/1). It has been verified by the Regulatory Policy Committee.

11992. FCA Enterprise Act Annual Report 2017 [pdf]

       Corporate documents

       Published: 23/06/2017

       One way in which we measure the costs of our regulation, and are transparent about these costs, is through the reporting requirements in the Small Business, Enterprise and Employment Act 2015 as amended by the Enterprise Act 2016 (the Act).

11993. Impact assessment: Mobile phone insurance – follow-up review [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the mobile phone insurance follow-up review. It has been verified by the Regulatory Policy Committee.

11994. Impact assessment: Consumer credit: Amendments to guarantor lending Rules [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to amendments to guarantor lending Rules. It has been verified by the Regulatory Policy Committee.

11995. Impact assessment: Review of Annuity Sales Practices (TR16/7) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the Review of Annuity Sales Practices (TR16/7). It has been verified by the Regulatory Policy Committee.

11996. Impact assessment: Thematic review: Inducements & Conflicts of Interest [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to Thematic review: Inducements & Conflicts of Interest. It has been verified by the Regulatory Policy Committee.

11997. Impact assessment: UKLA Technical Note: UKLA/TN/410.1 Definition of ‘investment manager’ [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the UKLA/TN/410.1. It has been verified by the Regulatory Policy Committee.

11998. Impact assessment: Conflicts of Interest in Dark Pools (TR16/5). [pdf]

       Impact assessments

       Published: 23/06/2017

       Last modified: 23/06/2017

       This impact assessment relates to Conflicts of Interest in Dark Pools . It has been verified by the Regulatory Policy Committee.

11999. Impact assessment: Implementation of the UCITS V Directive (PS16/2) [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the Implementation of the UCITS V Directive (PS16/2). It has been verified by the Regulatory Policy Committee.

12000. Impact assessment: Thematic review: Quality of debt management advice [pdf]

       Impact assessments

       Published: 23/06/2017

       This impact assessment relates to the thematic review of quality of debt management advice. It has been verified by the Regulatory Policy Committee.