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Showing 12061 to 12070 of 18851 search results.

  1. Market Data Processor (MDP) on-boarding application form notes [pdf]

    Forms

    Published: 01/06/2017

    Notes for the MDP on-boarding application form.

  2. Final Notice 2017: Insure PMR [pdf]

    Final notices

    Published: 31/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

  3. Final Notice 2017: Logic Financial Solutions Ltd [pdf]

    Final notices

    Published: 30/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, consumer credit and mortgages sectors. We imposed a cancellation.

  4. Final Notice 2017: KJ Precious Metal Trading LLP [pdf]

    Final notices

    Published: 30/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  5. Final Notice 2017: Mueller Precious Metal Trading LLP [pdf]

    Final notices

    Published: 30/05/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser sector. We imposed a cancellation.

  6. Handbook Notice 44 [pdf]

    Handbook

    Published: 26/05/2017

    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 May 2017. Additionally, this Notice contains information about other publications relating to the

  7. PS17/12: Implementing information prompts in the annuity market [pdf]

    Policy statements

    Published: 26/05/2017

    Feedback on CP16/37 and final rules

  8. PS17/12: Implementing information prompts in the annuity market

    Policy statements

    Published: 26/05/2017

    Last modified: 11/07/2017

    This policy statement sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.

  9. Data Bulletin: May 2017 - Retail intermediary sector

    Data

    Published: 25/05/2017

    Last modified: 21/08/2019

    This issue focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.

  10. FCA Data Bulletin: Issue 9 - May 2017 [pdf]

    Data

    Published: 25/05/2017

    This May 2017 edition of the FCA's Data Bulletin focuses on the retail intermediary sector and provides a useful insight into the activities of these firms.
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