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Final Notice 2017: D H & M Edwards [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Green Eco Grants Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Andrew Bailey's allowances and expenses: July 2016 – March 2017 [pdf]
Summary of allowances and expenses claimed by Andrew Bailey, Chief Executive Officer, including hospitality given outside of the FCA. -
Final Notice 2017: Seclo Limited [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal. -
PS17/11: Review of appropriate qualification exam standards [pdf]
This Policy Statement sets out the final, updated appropriate exam standards for appropriate qualifications listed in the our training and competence sourcebook. -
Decision Notice 2017: Nationwide Debt Consultants Limited [pdf]
This decision notice refers to breaches of COND, CONC and SYSC related to threshold conditions in the consumer credit sector. Our view is that a refusal should be imposed. -
Final Notice 2017: Mitchell Barney [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Charles Rooney [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
PS17/8: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]
This Policy Statement (PS) introduces final rules to extend our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (‘banks’) and insurance -
PS17/7: Whistleblowing in UK branches of foreign banks [pdf]
This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.