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Final Notice 2017: Marvin Patterson [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Grange Automotive (Simon Cheung trading as) [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Kenneth Wills [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
GC17/4: Financial Advice Market Review (FAMR): implementation part I [pdf]
We are consulting on guidance intended to clarify the regulatory framework. -
Rules of Thumb and Nudges: Improving the financial well-being of UK consumers [pdf]
Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority -
Final Notice 2017: Habib-Ur Rehman [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the mortgages and general insurance and protection sector. We imposed a cancellation. -
Financial Advice Working Group: Foreward to the final reports [pdf]
Prepared by the Nick Prettejohn, Chair of the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority -
Financial Well-being in the Workplace: A Way Forward [pdf]
Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority -
Consumer explanations of “advice” and “guidance” [pdf]
Prepared by the Financial Advice Working Group for HM Treasury and the Financial Conduct Authority -
Final Notice 2017: JNZ Autocentre Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.