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PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I. Open consultation: CP15/43 Read more about Open consultation: CP15/43. 15/12/2015. Open consultation: CP16/19 Read more about Open consultation: CP16/19. -
PS17/17: PSR regulatory fees 2017/18
This FCA sets its final decision, in conjunction with the PSR, on the rates for PSR regulatory fees for 2017/18. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
Guidance Consultation - UKLA Procedural Note 911.1 - Substitution of issuer of debt securities [PDF] [pdf]
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UKLA Technical Note 713.1 - Sponsors: Application of principle to deal with the FCA in an open and co-operative manner [pdf]
This Technical Note sets out guidance for sponsors on applying Listing Rule 8.3.5R (1) to their obligations under LR8. -
UKLA Technical Note 634.1 - Financial information on guarantors in debt prospectuses and requests for omission [PDF] [pdf]
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UKLA Procedural Note 904.3 - Public offer prospectus - Drafting and approval [PDF] [pdf]
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UKLA Technical Note 521.3 - Assessing and handling inside information [PDF] [pdf]
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FG17/3: Primary Market Bulletin No. 17
The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 17. -
TR-1: Standard form for notification of major holdings [docx]