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TSB Bank plc: Programme Designation Attestation [pdf]
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PS17/2: Changes to DTR 2.5: delay in the disclosure of inside information [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 16/38 (DTR 2.5 changes: delay in the disclosure of inside information) and publish the final rules. -
Warning notice statement 17/3 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement. -
Warning notice statement 17/4 – Individual [pdf]
The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 26 January 2017 proposing to take action in respect of the conduct summarised in this statement. -
Data Bulletin: February 2017 - Consumer contact centre
This edition focuses on insights from the FCA's consumer contact centre, as well as the latest trends in the retirement income market. -
FCA Data Bulletin: Issue 8 - February 2017 [pdf]
This edition of the FCA's Data Bulletin looks at insights from the FCA Consumer Contact Centre and the latest trends in the retirement income market. -
Regulation round-up special issue - February 2017 [pdf]
This is a special issue of our regulation round-up, updating you on the latest news that affects your sector. -
FCA Data Bulletin issue 8 - underlying data [xlsx]
Underlying data for insights from the FCA Consumer Contact Centre and latest trends in the retirement income market. -
CPP supplemental VREQ template [pdf]
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Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Ontario Securities Commission (OSC).