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  1. MiFID ITS Annex II (List of Members of a Management Body) Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 22/03/2022

    MiFID ITS Annex II (List of Members of a Management Body) Form.

  2. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income

    Published: 13/01/2017

  3. MiFID Checklist: Wholesale [docx]

    Forms

    Published: 13/01/2017

    Last modified: 13/12/2021

    MiFID wholesale checklist - application for authorisation

  4. MiFID Controller Form: Trust [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Controller Form: Trust

  5. MiFID Maturity Assessment Form [xlsx]

    Forms

    Published: 13/01/2017

  6. MiFID Self Certification 7 Form [docx]

    Forms

    Published: 13/01/2017

    Last modified: 30/12/2022

    MiFID Self Certification 7 Form.

  7. MiFID Self Certification 6 Form [docx]

    Forms

    Published: 13/01/2017

    MiFID Self Certification 6 Form.

  8. MiFID Investment Only Supplement Notes [docx]

    Forms

    Published: 13/01/2017

  9. MiFID Controller Form: Natural Persons [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/01/2025

    MiFID Controller Form: Natural Persons

  10. MiFID Annex II: Notification form for the list of members of the management body [docx]

    Forms

    Published: 13/01/2017

    Last modified: 17/03/2022

    MiFID Annex II: Notification form for the list of members of the management body form
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