Publications
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Call for Input: Future regulation of alternative fund managers [pdf]
FCA approach to changing the regulatory framework for alternative investment fund managers (AIFMs) in the UK. -
Call for Input: Future regulation of alternative fund managers
See the FCA's proposed approach to changing the regulatory framework for alternative investment fund managers (AIFMs) in the UK. -
Notice of Decision 2025: Andrew Heslop [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: AJ Motors Yorkshire Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2025: Carnu Limited [pdf]
This Final Notice refers to an application to annul the Authority’s decision to cancel a firm’s Part 4A permission. We refused the application. -
CP25/6: Proposed amendments to PRA Rulebook and FCA Guidance concerning the de minimis threshold for the Loan to Income flow limit in mortgage lending [pdf]
Proposed amendments to the Prudential Regulation Authority's (PRA) Rulebook and the FCA’s general guidance on the Financial Policy Committee's recommendation on loan to income ratios in mortgage lending. -
PS25/2: Derivatives trading obligation and post-trade risk reduction services [pdf]
This policy statement (PS) provides a summary of the feedback received to our consultation and how we responded to the feedback. -
Notice of Decision 2025: STAUNCH AUTOMOTIVE LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation. -
Notice of Decision 2025: TEETH INNOVATION LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2025: AA EDINBURGH LTD t/a Cars4you Scotland [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.