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Sanctions systems and controls in our firms: our findings
UK sanctions have become more complex in recent years. This report reviews financial firms’ controls, highlighting good and poor practices and areas for improvement to support better compliance with sanctions rules. -
Information on fractional share execution post-PS21/20 best execution transparency - May 2026
FCA provides information on on Fractional Share Execution Post-PS21/20 Best Execution Transparency -
Number of Skilled Persons Reports commissioned in 2025/26 Q4 [pdf]
How often the FCA commissioned skilled person reviews: 1 January 2026 – 31 March 2026. -
Mutual societies registration function: 2025/26
An update on our work and a breakdown of societies on the mutuals public register. -
FCA Smaller Business Practitioner Panel vacancies: general insurance and consumer credit sectors [pdf]
Panel members give constructive advice and challenge to help the FCA achieve its objectives. Apply by 28 June 2026. -
Information on claims management service - May 2026
FCA provides information on claims management -
Notice of Decision 2026: Robert Bridgman [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2026: Macready G Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP26/16: Registration of authorised fund assets [pdf]
Our proposal to change our AIFMD derived rules. -
Final Notice 2026: TS MONEY TRANSFER LTD [pdf]
This Final Notice refers to a failure to carry on payment service activities. We imposed a cancellation.