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Information on asset management firms - September 2024
FCA provides information on asset management firms - September 2024 -
Notice of Decision 2024: Carnu Limited [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Tudor Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: St Austell Golf Club [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Price and Value Outcome: Good and Poor Practice
This publication collates insights from our supervisory work on the price and value outcome since the introduction of the Consumer Duty. It’s intended to help firms improve the way they think about fair value assessments. -
Notice of Decision 2024: Richard Thorne [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation -
Notice of Decision 2024: Ivan Hamill [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: David Glyn Williams [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: South West Rental Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on regulatory gateway for approval of financial promotions - September 2024
FCA provides information on regulatory gateway for approval of financial promotions - September 2024.