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CP24/19: Consumer Credit Regulatory Returns [pdf]
We are consulting on our proposal to issue a new regulatory reporting return for consumer credit firms who engage in one, or more, of the regulated activities of Credit Broking, Debt Adjusting, Debt Counselling and Providing Credit Information -
Notice of Decision 2024: STERLING CONSTRUCTION AND RENEWABLES LTD [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Phoenix Medical Clinic Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: THE SALES AND SERVICE CENTRE LIMITED [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Image Dental Clinic Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on market manipulation investigations - September 2024
FCA provides information on market manipulation investigations - September 2024 -
Information on number of authorisation applications - September 2024
FCA provides information on number of authorisation applications - September 2024. -
Notice of Decision 2024: Sian Earl [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
The FCA’s approach to recognition of funds under the Overseas Funds Regime [pdf]
This document gives details of the process and explains some of the factors the FCA will look at when deciding whether an overseas fund meets the conditions for being recognised under the Financial Services and Markets Act 2000. -
OFR Recognition Applications – Enhanced disclosures regarding consumer redress schemes and the potential lack of access to FSCS and FOS [pdf]
Draft disclosure wording that fund operators can use to explain what rights UK investors may have to pursue complaints or compensation.