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The treatment of Politically Exposed Persons – multi-firm review [pdf]
The FCA has reviewed firms' treatment of UK politically exposed persons (PEPs) and their relatives and close associates (RCAs). -
FCA response to the Complaints Commissioner’s Report 202300837 [pdf]
The FCA has accepted recommendations from the Complaints Commissioner. -
The treatment of politically exposed persons
The FCA has reviewed how effectively firms are following guidance on politically exposed persons for anti money-laundering purposes and proposed changes. -
PS24/7: Implementing the Overseas Funds Regime [pdf]
Our final rules on the implementation of the Overseas Funds Regime. -
First Supervisory Notice 2024: City & Merchant Limited [pdf]
For the reasons given in this First Supervisory Notice we have decided to impose certain requirements on City & Merchant Limited with immediate effect. -
PS24/7: Implementing the Overseas Funds Regime (OFR)
Our final rules on the implementation of the Overseas Funds Regime -
First Supervisory Notice 2024: Donre Advisory Limited [pdf]
The FCA is imposing restrictions on Donre Advisory Limited carrying out regulated activities, and other requirements, with immediate effect. -
Notice of Decision 2024: The Bridge Money Advisory Service [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Speedway Corner Garage Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: C A Car & Commercials Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation.