Publications

Showing 3971 to 3980 of 18806 search results.

3971. Principles for industry remedy development [pdf]

      Corporate documents

      Published: 20/05/2024

      Our principles to inform industry on an approach to developing remedies before the creation of the CRGB.

3972. Notice of Decision 2024: Topspec Motors Limited [pdf]

      Decision notices

      Published: 17/05/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

3973. Notice of Decision 2024: S & P Strategies Ltd [pdf]

      Decision notices

      Published: 17/05/2024

      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

3974. Information on meetings and correspondence with ExCo members - May 2024

      FOI releases

      Published: 17/05/2024

      Last modified: 31/12/2024

      FCA provides information on meetings and correspondence with ExCo members - May 2024.

3975. Notice of Decision 2024: ESA Auto Motive Ltd – On 21 October 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored [pdf]

      Decision notices

      Published: 16/05/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 21 October 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

3976. Notice of Decision 2024: Advance Dental Health Limited - On 8 November 2024 month year, an annulment application was accepted by the Authority and the firm’s authorisation was restored [pdf]

      Decision notices

      Published: 16/05/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 8 November 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored.

3977. FCA response to the Complaints Commissioner’s Report 202300382 [pdf]

      Corporate documents

      Published: 16/05/2024

      We have considered the Final Report of the Complaints Commissioner on complaint 209437509.

3978. FCA response Complaints Commissioner’s Report 202300506 [pdf]

      Corporate documents

      Published: 16/05/2024

      Update to complainant to be provided.

3979. FCA response to the Complaints Commissioner’s Report 202300419 and 202300713 [pdf]

      Corporate documents

      Published: 16/05/2024

      This complaint concerns the Financial Services Register entries for a firm that was based in one jurisdiction but subsequently redomiciled to another jurisdiction.

3980. Information on FCA warning list of unauthorised firms - May 2024

      FOI releases

      Published: 16/05/2024

      Last modified: 01/01/2025

      FCA provides information on FCA warning list of unauthorised firms.