Publications

Showing 4091 to 4100 of 18806 search results.

4091. FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsor transactions - Adequacy of resourcing FCA/TN/709.4 (draft)

4092. FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1 [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsor confirmation in relation to modified transfer of listing category - FCA/TN/721.1.

4093. Primary Market Bulletin 48

      Newsletters

      Published: 26/04/2024

      Last modified: 07/07/2026

      This edition of the FCA’s Primary Market Bulletin covers board diversity, the requirement for a prospectus where securities are issued pursuant to a scheme of arrangement, primary information providers and MAR Article 17.

4094. Notice of Decision 2024: Simply Automotive Limited [pdf]

      Decision notices

      Published: 26/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4095. Notice of Decision 2024: Headstone Associates Limited [pdf]

      Decision notices

      Published: 26/04/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4096. FCA Technical Note: Sponsors who are part of an investment management group – FCA TN 707.1 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      Technical detail on how the relationships between issuers and sponsor firms will be treated under UK Listing Rules.

4097. FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors - Guidance on the competence requirements set out under LR 8.6.7R(2)(b) - FCA/TN/714.4 (amendment)

4098. FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment) [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note: Sponsors - Practical implications of competence requirements for sponsors and applicants FCA/TN/715.3 (amendment)

4099. FCA Technical Note: Sponsors’ obligations on financial position and prospects procedures – FCA TN 708.3 (Amendment) [pdf]

      Primary market

      Published: 26/04/2024

      Understand how the FCA expects sponsors to approach their work to comply with obligations under UKLR 24.3.2R(5).

4100. FCA Technical Note 203.4 amendment [pdf]

      Primary market

      Published: 26/04/2024

      FCA Technical Note 203.4 amendment