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FCA response to the Financial Services Regulation Committee [pdf]
FCA response to the Financial Services Regulation Committee on Consultation Paper CP24/2. -
Financial promotions quarterly data 2024 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 January 2024 and 31 March 2024. -
Information on a list of the insurance firms - April 2024
FCA provides information on a list of the insurance firms. -
Application for Listing: Procedures, systems and controls confirmation form [docx]
Application for Listing: Procedures, systems and controls confirmation form -
GC24/2: Primary Market Bulletin No. 48
We are consulting on the following proposed changes to the Knowledge Base. -
Notice of Decision 2024: Zahid Hussain [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP24/9: Financial Crime Guide updates [pdf]
The FCA is consulting on proposed changes to the Financial Crime Guide. The deadline to respond is 27 June 2024. -
Notice of Decision 2024: Lee Thomas Cottam [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Aggregate complaints data to 2023 H2 [xlsx]
Aggregate sector wide firm complaints data for 2023 H2. Including opened, closed, upheld, speed of closure and redress. -
Firm level complaints data 2023 H2 [xlsx]
Firm level complaints data 2023 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.