Publications
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Our approach to international firms
Find out what standards we expect from international firms providing financial services in the UK, or preparing to apply for full UK authorisation. -
FG21/4 [pdf]
GC24/1: Proposed amendments to FG21/4 - Guidance for insolvency practitioners on how to approach regulated firms -
Notice of Decision 2024: Baljinder Singh Dyal [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Lidingo Cars Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Humberston Motors Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Our approach to consumers
Our Approach to Consumers sets out how we use our powers and tools to protect consumers of financial services, in line with our consumer protection objective. -
Our approach to international firms – at a glance [pdf]
Diagram showing FCA approach to authorising international firms. -
Figure 1: The FCA’s decision-making framework [pdf]
Infographic of the FCA’s decision-making framework -
Our approach to competition
The FCA promotes effective competition in the interests of consumers. -
Our approach to supervision
Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.