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Information on Senior Management Functions - March 2024
FCA provides information on Senior Management Functions. -
Notice of Decision 2024: LS & VS Johal - On 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored [pdf]
This Notice of Decision (LS & VS Johal) refers to a failure to carry on regulated activities. We imposed a cancellation. However, on 27 June 2024, an annulment application was accepted by the Authority and the firm’s authorisation was restored -
Decision Notice 2023: Nailesh Manubhai Teraiya [pdf]
This Decision Notice refers to breaches of APER 1 related to a trading strategy which resulted in unlawful tax reclaims in the trading firms sector. Our view is that a financial penalty and prohibition should be imposed. -
Notice of Decision 2024: Juvea Medical Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024:VULCAN CARS UK LTD [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Garden County Vending Limited [pdf]
The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Hamblyn Cars Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: R & A Television Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2024: Adrian Young Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Historic Attestations Data [pdf]
Download historic attestations data as a pdf