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FCA Board Minutes: 25 January 2024 [pdf]
FCA Board Minutes: 25 January 2024 -
Conflict of Interests Policy for FCA Non-Executive Directors [pdf]
Non-Executive Directors of the FCA are required to comply with our Conflict of Interests Policy. -
UK Listing Rules (consequential amendments) instrument 2024 [pdf]
We have made this instrument in the exercise of the following powers and related provisions of the Financial Services and Markets Act 2000. -
Information on funeral plans sales and redemptions - March 2024
FCA provides information on funeral plans sales and redemptions. -
Information on individual prohibitions - March 2024
FCA provides information on individual prohibitions. -
Notice of Decision 2024: Niddrie Motor Co Ltd [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”. -
Skilled persons reports Q3 2023/24 [pdf]
Number of skilled persons reports commissioned in Q3 2023/24 (October to December 2023) -
Notice of Decision 2024: JC Car Sales Scotland Ltd [pdf]
“This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”. -
FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans
On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013. -
Dear CEO Letter: Action needed in response to common control failings identified in anti-money laundering frameworks [pdf]
Our letter to CEO on failings in anti-money laundering controls.