Publications

Filter results

Filter by topic

Historical publications

Filter by date
Date range

Filter by document type

Search results

Clear all filters

Showing 4421 to 4430 of 18806 search results.

  1. Notice of Decision 2024: Millstream BMW [pdf]

    Decision notices

    Published: 09/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: KBFS Financial Limited [pdf]

    Decision notices

    Published: 09/02/2024

    Headnote sentence: KBFS Financial Limited

  3. Final Notice 2024: Victoria Snoddy [pdf]

    Final notices

    Published: 08/02/2024

    This Final Notice (Victoria Snoddy) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in relation to a new firm authorisation application. We have refused the Application.

  4. Final Notice 2024: Nicholas Andrew McNeil [pdf]

    Final notices

    Published: 08/02/2024

    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  5. Reducing and preventing financial crime

    Corporate documents

    Published: 08/02/2024

    Last modified: 12/02/2026

    We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.

  6. Portfolio letter: Wholesale banking sector [pdf]

    Portfolio letters

    Published: 08/02/2024

    FCA letter to the wholesale banking sector after our portfolio analysis and strategy forum.

  7. Notice of Decision 2024: Avili Motors Ltd [pdf]

    Decision notices

    Published: 07/02/2024

    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.

  8. Transaction report data extracts schema version 6 [xsd]

    Forms

    Published: 07/02/2024

    FCA Transaction report data extracts schema version 7

  9. Notice of Decision 2024: Officeology Ltd [pdf]

    Decision notices

    Published: 06/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. Notice of Decision 2024: Allen Crapper [pdf]

    Decision notices

    Published: 06/02/2024

    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
Did you find what you were looking for?