Publications

Showing 4491 to 4500 of 18806 search results.

4491. Information on investigations and skilled persons reviews into e-money firm - January 2024

      FOI releases

      Published: 16/01/2024

      Last modified: 01/01/2025

      FCA provides information on investigations and skilled persons reviews into e-money firm - January 2024.

4492. Final Notice 2024: Paul Ulliott [pdf]

      Final notices

      Published: 15/01/2024

      This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

4493. Final Notice 2024: Chrome Autos Limited [pdf]

      Final notices

      Published: 15/01/2024

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

4494. Notice of Decision 2024: A-Z Motors (Peterborough) Limited [pdf]

      Decision notices

      Published: 15/01/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4495. Notice of Decision 2024: Learden Car Sales Ltd 2024 [pdf]

      Decision notices

      Published: 15/01/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4496. Notice of Decision 2024: Phillips Price Services Limited [pdf]

      Decision notices

      Published: 15/01/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4497. Portfolio letter: FCA expectations for investment-based crowdfunding platforms [pdf]

      Portfolio letters

      Published: 15/01/2024

      Portfolio letter: FCA expectations for investment-based crowdfunding platforms.

4498. Portfolio letter: FCA expectations for loan-based peer-to-peer lending [pdf]

      Portfolio letters

      Published: 15/01/2024

      Portfolio letter: FCA expectations for loan-based peer-to-peer lending.

4499. Notice of Decision 2024: Iroka Limited [pdf]

      Decision notices

      Published: 12/01/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

4500. Notice of Decision 2024: The Vehicle Network Limited 2024 [pdf]

      Decision notices

      Published: 12/01/2024

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.