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Dear CEO Letter: The retention of interest earned on customers’ cash balances [pdf]
Dear CEO Letter: The retention of interest earned on customers’ cash balances. -
Engagement feedback on the new public offers and admissions to trading regime
We summarise feedback received on our series of Engagement Papers and events highlighting our emerging policy thinking on the new public offers and admissions to trading regime. -
DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap [pdf]
The FCA and the Government will start a joint review to examine the regulatory boundary between financial advice and other forms of support. This is now known as the Advice Guidance Boundary Review (the Review). -
Final Notice 2023: UAB Best Finance [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation. -
Final Notice 2023: Health Club Finance Limited [pdf]
“This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”. -
Final Notice 2023: SMH Financial Services Ltd [pdf]
“This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation”. -
Adroddiad Blynyddol a Chyfrifon 2022/23 [pdf]
ar gyfer y flwyddyn a ddaeth i ben ar 31 Mawrth 2023 -
Financial Lives survey: Frequently Asked Questions on Short follow-up survey on the impact of the rising cost of living [pdf]
Frequently Asked Questions on Short follow-up survey on the impact of the rising cost of living as part of the Financial Lives survey. -
FCA Board Minutes: 26 October 2023 [pdf]
Minutes of the FCA Board meeting held on 26 October 2023. -
Preparing for the future of Consumer Investments
We want consumers of all wealth levels to be able to make good investment decisions, with confidence and understanding of the risks and the protection involved.