Publications
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Consumer Investments data review April 2022 – March 2023
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023. -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021. -
DP23/5: Advice Guidance Boundary Review – proposals for closing the advice gap
The FCA's proposals aim to create a regulatory system where a range of commercially viable, high quality models of support will be in place enabling consumers to access support through regulated channels. -
Testing what gets consumers engaged with their pension – and why
This article summarises research undertaken by Mike Gilmore (during his time working for the FCA), Deanna Karapetyan, Gráinne Murphy, Cherryl Ng and Jackie Spang. -
Final Notice 2023: DMA Developments Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
CP23/29: Access to cash [pdf]
A consultation on how we support access to cash in an increasingly digital world. -
Technical Annex to CP23/29 [pdf]
Technical Annex to CP23/29 -
Notice of Decision 2023: Bloomfields Horseboxes South Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation -
Information on claims management companies - December 2023
FCA provides information on claims management companies. -
Final Notice 2023: Felicitas Management Investment Services Ltd [pdf]
This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation.