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Financial Promotions Variation of Permission Notes [docx]
Financial Promotions Variation of Permissions Notes -
Application for Gibraltar firms applying for Financial Promotions [docx]
Application for Gibraltar firms wishing to add Financial Promotions -
Financial Promotions Variation of Permission form [docx]
Financial Promotions VOP form -
Financial Promotions Spreadsheet Twelve Months [xlsx]
Spreadsheet to detail financial promotions as part of New Authorisation or VOP application -
Notice of Decision 2023: Mr P. Williams T/As Billiards Boutique [pdf]
The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Notice of Decision 2023: Client's First Financial Consultants Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Information on mutual societies accounts - November 2023
FCA provides information on mutual society. -
DP23/4: Regulating cryptoassets Phase 1: Stablecoins
We want your feedback to help us develop our approach to regulating fiat-backed stablecoins. -
Information on FCA warnings issued to crypto-asset firms - November 2023
FCA provides information on FCA warnings issued to crypto-asset firms. -
Final Notice 2023: Geoffrey Edward Armin [pdf]
This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to