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Modification by consent of COLL 5.6.22R - Direction [docx]
This modification will enable managers and depositaries of authorised funds that invest in immovable property to provide guarantees and indemnities to third parties where required by the terms of the purchase to do so. -
Modification by Consent: COBS 8.1.1R [docx]
This modification form is to enable Child Trust Funds (CTFs) providers to move matured CTFs to a protected account or by bulk transfer to a new provider. -
Notice of Decision 2023: Technology Consulting Finance Limited [pdf]
This Notice of Decision (Technology Consulting Finance Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
modification-by-consent-of-sup-16-23a-6-direction.docx [docx]
This modification by consent will enable the Employer’s Liability Trading Office (ELTO) to be classed as 'an auditor' for the purposes of ICOBS 8.4.4R (1) (C) -
PS23/13: Introducing a gateway for firms who approve financial promotions
The FCA's final policy position and response to the feedback received to its consultation on introducing a gateway for firms who approve financial promotions. -
Final Notice 2023: Avanao Limited (trading as carloans.co.uk) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation -
Final Notice 2023: Gillian Sweeney [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation. -
Notice of Decision 2023: M&C Car Centre Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Final Notice 2023: Fleetway Hiring Limited [pdf]
This final notice (Fleetway Hiring Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the insurance intermediaries sector. We imposed a cancellation. -
Final Notice 2023: Progress Motor Company Ltd [pdf]
This final notice (Progress Motor Company Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.