Publications

Showing 4911 to 4920 of 18806 search results.

4911. Revocation of FCA transitional direction for the share trading obligation [pdf]

      Handbook

      Published: 29/08/2023

      Revocation of FCA transitional direction for the share trading obligation.

4912. Explanatory note: Direction to vary FCA Transitional Direction for the Derivatives Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on direction to vary FCA Transitional Direction for the Derivatives Trading Obligation.

4913. Explanatory note on FCA revocation of FCA direction on the Share Trading Obligation [pdf]

      Handbook

      Published: 29/08/2023

      Note on the FCA direction to revoke FCA Transitional Direction for the Share Trading Obligation.

4914. Terms of Reference for the Wider Implications Framework [pdf]

      Corporate documents

      Published: 29/08/2023

      Incorporating the statutory statement of policy for the cooperation duty under section 415C FSMA.

4915. Decision Notice 2023: John Charles Roche [pdf]

      Decision notices

      Published: 29/08/2023

      Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4916. Wider Implications Framework issues log – March 2023 [pdf]

      Corporate documents

      Published: 29/08/2023

      Log of live Wider Implications issues as at March 2023.

4917. Inside FCA Podcast transcript interview on financial crime and fraud [pdf]

      Transcripts

      Published: 29/08/2023

      Read the transcript of an Inside FCA Podcast interview with Emad Aladhal on financial crime and fraud

4918. Notice of Decision 2023: Jacqueline Cottle [pdf]

      Decision notices

      Published: 24/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4919. Notice of Decision 2023: Gordon John Stamper [pdf]

      Decision notices

      Published: 24/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4920. Notice of Decision 2023: Insure 24/7 Limited [pdf]

      Decision notices

      Published: 23/08/2023

      This Notice of Decision (Insure 24/7 Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.