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FCA Listing Authority Advisory Panel (LAAP) and Markets Practitioner Panel (MPP) formal response to CP23/10: Primary Markets Effectiveness Review [pdf]
The FCA’s LAAP and MPP formal response to CP23/10: Primary Markets Effectiveness Review. -
FCA Markets Practitioner Panel (MPP) and Listing Authority Advisory Panel (LAAP) formal response to Call for Evidence UK Investment Research Review [pdf]
The FCA’s MPP and LAAP formal response to the Call for Evidence UK Investment Research Review. -
FCA Authorisations operating service metrics 2023/24 Q1
The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers April to June 2023. -
Authorisations operating service metrics 2023/24 Q1 [pdf]
This 2023/24 Q1 update covers the FCA's progress on service standards for authorisations case work. -
Final Notice 2023: Statum Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
Notice of Decision 2023: Hamilton Greig Limited [pdf]
This Notice of Decision (Hamilton Greig Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
CP23/17: Rules relating to Securitisation [pdf]
This consultation paper sets out our proposed rules for the UK securitisation markets. -
Final Notice 2023: Newline Vehicle & Finance Limited [pdf]
This Final Notices refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation. -
PS24/4: Rules relating to Securitisation
The FCA sets out our final rules for the UK securitisation markets. -
Information on whistleblower reports - August 2023
Information on whistle-blower reports - August 2023.