Publications

Showing 4961 to 4970 of 18806 search results.

4961. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

      Supervisory notices

      Published: 07/08/2023

      For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

4962. Notice of Decision 2023: Baileyautomotive [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.   

4963. Notice of Decision 2023: Umer Farooq [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision (Umer Farooq) refers to a failure to carry on regulated activities. We imposed a cancellation.

4964. Notice of Decision 2023: DNS Claims Ltd [pdf]

      Decision notices

      Published: 04/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4965. Financial promotions quarterly data 2023 Q2

      Data

      Published: 04/08/2023

      Last modified: 03/11/2023

      We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 April 2023 and 30 June 2023.

4966. Portfolio letter: Our supervisory strategy for Principal Trading Firms [pdf]

      Portfolio letters

      Published: 04/08/2023

      This letter details our view of the most important risks arising from Principal Trading firms, what we think drives those risks, and the FCA’s supervisory focus for the next two years.

4967. Notice of Decision 2023: Waris Afzal [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4968. Notice of Decision 2023: Michael Joseph Bentley [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4969. The retail intermediary market data 2022

      Data

      Published: 03/08/2023

      Last modified: 04/08/2026

      This page provides the FCA's analysis of the intermediary sector in 2022 based on data drawn from the Retail Mediation Activities Return (RMAR).

4970. Notice of Decision 2023: Buchanan Financial Group Limited [pdf]

      Decision notices

      Published: 03/08/2023

      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.